A professional who directs activities of state department governing securities and real estate transactions. Responsibilities include:

• Interprets laws regarding transactions and recommends action by law enforcement agencies or appropriate state board.
• Investigates applications for registration of securities sales.
• Investigates complaints of fraudulent or irregular transactions and recommends legal action if necessary.
• Prepares agenda and participates in meetings with Securities Commission and Board of Real Estate Examiners to discuss pending cases and present or future problems.
• Directs workers engaged in publishing manuals, bulletins, and reports for information of dealers, brokers, and public.
• Conducts educational classes and approves written examinations required of applicants for registration and licenses.